Quality Control jobs in United States

Lieu de travail :

Toronto, Ontario, Canada

Horaire :

37.5

Secteur d’activité :

Audit

Détails de la rémunération :

$108,800 - $163,200 CAD

La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD.

Description du poste :

Department Overview

Our team of trusted Compliance professionals interact with every part of Compliance to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business.

Job Description

The Compliance Department Quality professionals are responsible for the execution of Quality Assurance/Control reviews to assess Risk Owners and Oversight functions with established standards and procedures. The Senior Manager, Compliance Quality will execute Quality Assurance /Quality Control reviews and act as a subject matter expert in own area of expertise.

• Execute Quality Assurance /Quality Control reviews and provides feedback to Risk Owners & Oversight functions on compliance with standards and procedures.
• Evaluate the design and operating effectiveness of enterprise compliance controls.
• Ensure working paper files are documented on time and according to established QAR documentation standards.
• Perform tracking and follow-up of recommendations.
• Assist the Compliance Department in identifying and remediating opportunities identified.
• Act as Strategic Advisor to leadership team on areas for focus related to execution quality, assist with recognizing and anticipating emerging trends and identifying operational efficiencies.
• Ensure Quality Assurance/Quality Control results are analyzed, key themes are highlighted, root causes are identified, and impact is assessed.
• Document Quality Assurance/Quality Control issues and enhancement opportunities in a manner which clearly articulates underlying risk and urgency of required resolution.
• Lead a team of Quality Assurance/Quality Control professionals, scheduling and managing performance.
• Highly specialized compliance expert with in-depth knowledge to manage Quality Assurance/Quality Control testing for designated businesses/functional areas.

Job Requirements

• Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education required (CPA/CIA a strong asset).
• 10+ years of relevant experience (Global Compliance, Risk Management, Quality Assurance/Quality Control).
• Advanced knowledge of Quality Assurance/Quality Control standards, procedures, laws, rules and regulations.
• Advanced knowledge of risk management environment, standards, regulations and mitigation.
• Relevant working experience at a Financial Regulatory agency (OSFI, FED, FCAC etc.) (strong asset).
• Knowledge of current and emerging trends.
• Skilled in mentoring, coaching and performance management.
• Skilled in using computer applications including MS Office.
• Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of Quality Assurance/Quality Control activities.
• Ability to communicate effectively in both oral and written form.
• Ability to work collaboratively and build relationships across teams and functions.
• Ability to work successfully as a member of a team and independently.
• Ability to exercise sound judgement in making decisions.
• Ability to analyze, organize and prioritize work while meeting multiple deadlines.
• Ability to contribute to strategic direction of the compliance function and provide advice to senior leadership.

À propos de nous

La TD est un chef de file mondial dans le secteur des institutions financières. Elle représente la cinquième banque en Amérique du Nord de par son nombre de succursales.

Nous sommes ravis que vous envisagiez une carrière à la TD. Sachez que nous avons à cœur d’aider nos collègues à réussir dans leur vie tant personnelle que professionnelle.

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