Investment Analyst jobs in United Kingdom
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Investment Compliance Analyst
Job summary
A prominent investment management firm is seeking an Investment Compliance Analyst for their London office. The successful candidate will be responsible for implementing and reviewing compliance rules, monitoring daily pre and post-trade compliance, and managing operational risk issues. Candidates should have a minimum of 3 years’ experience in a compliance role within asset management, a relevant degree, and strong skills in communication, project management, and problem-solving. This position offers excellent growth potential in a distinctive investment management environment.
Qualifications
- Minimum 3 years’ experience in a compliance role within asset management.
- Self-driven, with excellent communication, project management and problem-solving skills.
- Excellent working knowledge of compliance rules and portfolio management.
Responsibilities
- Responsible for implementing and reviewing investment compliance rules and regulations.
- Oversee daily monitoring of pre and post trade compliance.
- Manage investment operational risk issues.
- Initiate enhancements to improve compliance framework efficiency.
Skills
Education
A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.
The Senior Investment Compliance Analyst will take responsibility for the following duties :
- Responsible for implementing and reviewing investment compliance rules and regulations.
- Oversee daily monitoring of pre and post trade compliance.
- Manage investment operational risk issues.
- Initiate enhancements to improve compliance framework efficiency.
The Investment Compliance Analyst will meet the following skillset :
- Minimum 3 years’ experience in a compliance role within asset management.
- Degree in a relevant field.
- Self-driven, with excellent communication, project management and problem-solving skills.
- Excellent working knowledge of compliance rules and portfolio management.
This is an ideal opportunity for an ambitious Investment Compliance Analyst looking to propel their career in a fast-growing and distinctive investment management business.
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.