Compliance Manager

Broadgate; London; On-site; GBP 100,000 - 125,000

Job description

Associate Director, Risk, Compliance, Financial Crime and Finance Broadgate

Overview
To support a comprehensive review and remediation exercise that aims to align policies with regulatory requirements and Group Standards. Over 12 months, you’ll engage in critical tasks such as uplifting our policy framework based on a recent gap analysis, collaborating with business stakeholders to design and implement effective compliance controls, and ensuring thorough documentation and tracking of project deliverables. You’ll also assist in preparing regular reports for senior management and Board committees.

Responsibilities

• Play a key role in enhancing the Compliance Policy Framework by implementing recommendations, crafting refreshed policies, and ensuring alignment with UK regulations.
• Drive the review of business processes while designing and implementing robust controls within Compliance and 1st line, ensuring our revised policies are seamlessly integrated.
• Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Consumer Duty and Product Governance.

Experience and Knowledge

• Strong regulatory compliance background working within 1st or 2nd line, ideally in Insurance but wider financial services would be considered.
• Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Consumer Duty and Product Governance.
• Understanding of risk management frameworks and controls.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Finance

Industries: Insurance