Compliance Consultant

Synchronicity Financial Services; Greater London; Hybrid; GBP 100,000 - 125,000

Job description

Divisional Director, Financial Services at Synchronicity Group - Recruitment & Executive Search

Synchronicity Financial Services is working with a long-standing client who is a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth, they are looking for a Compliance Generalist with 4+ years of experience to join their team.

You will be the primary compliance resource for a number of Appointed Representatives, typically asset managers, hedge funds, and private equity firms. You will lead monitoring reviews, implement policies, provide compliance training and regulatory advice, and review and approve financial promotions. There is no sales/BD involved in this role, but you will have a natural ability to build and nurture existing client relationships.

We are looking for 4+ years of compliance experience within consulting, regulatory hosting, in-house, or at the FCA, with thorough knowledge of the FCA handbook and AIFMD, and extensive compliance monitoring experience.

This is a fantastic company to work for, having placed numerous compliance professionals with them over the years. We can highly recommend them as a great place to work. They offer lots of working from home flexibility (typically 2-3 days a week in the office) and this is an excellent opportunity to join a highly successful and growing business.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Finance, Consulting, and Quality Assurance
• Industries: Financial Services, Investment Management, and Outsourcing and Offshoring Consulting