Specialist : Compliance (Durban)

Job title: Specialist: Compliance (Durban)

Job Location: KwaZulu-Natal, Durban

Deadline: May 07, 2025

Duties & Responsibilities

• Contribute to the efficient and effective functioning of Compliance Function.
• Assist the manager to ensure that the compliance function is in compliance with law, and industry and regulatory body requirements.
• Promote the prevention of legal and regulatory risk in the company (TCF).
• Maintain efficient and effective operations in Compliance.
• Ensure that policies and procedures with regards to the Compliance function are being adhered to (TCF).
• Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.

Responsible for Compliance Monitoring and Reporting

• Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group.
• Maintain the standardized monitoring procedure.
• Complete monitoring reports.
• Provide overall compliance assistance, guidance and advice to Assupol Group of Companies.
• Contribute to the development of compliance risk management plans.
• Contribute to the completion of compliance reporting (internal and regulatory).

Provide Training and Awareness on Compliance Matters

• Create awareness in Assupol Group of Companies with legal requirements (TCF).
• Inform employees about relevant compliance matters.
• Develop, educate and enable a healthy and business-oriented compliance culture.
• Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.

Requirements

Formal:

• Legal Degree / relevant qualification
• LLB Degree
• Admitted Attorney (advantage)
• Compliance Certificate (advantage)

Experience:

• 2-3 years’ experience in Risk Management and Compliance