Data Risk & Compliance Analyst

Requirements

• Knowledge of the financial services industry
• Minimum of 2 years' experience in compliance, risk management or legal within the financial services industry
• Attention to detail
• Analytical and risk management skills
• Communication skills
• Delivery focused and deadline driven
• Interpersonal skills
• Collaboration skills
• Tertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit / Law / Finance
• Registered Compliance Officer with the FSCA and RE Exam completion is advantageous
• Proficiency in MS Office Suite

Compliance Duties

• Basic knowledge of FICA & FAIS & POPIA
• Perform transactional monitoring for the FNZ business
• Perform compliance monitoring across business clients
• Monitor internal compliance risk management controls
• Monitor compliance with relevant legislation for FNZ SA and its clients, where required
• Maintain the recording of compliance monitoring findings, and related reporting
• Communicate with business and clients regarding findings and feedback
• Participate in client compliance
• Provide assistance and guidance to the business
• Daily sanction screening for PEPs, terrorists, persons of interest and communicate the findings
• Monitor business transactions and processes to various pieces of legislation

Data & Risk Management Duties

• Data analysis skills
• Basic coding experience in programming languages / data manipulation tools such as R, Python or SQL, which is advantageous
• Translate user requirements into highly specified reporting
• Reduce manual tasks and direct costs as well as provide efficiencies through use of technology
• Basic understanding of databases, data visualization, and data management
• Perform risk assessments
• Risk events / incidents analysis
• Root cause analysis
• Project management knowledge
• Risk and control identification
• Assist with risk management activities
• Support the identification and assessment of risks within the enterprise and operational risk categories
• Engage in the continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls