Senior Manager, Compliance

You will be responsible for the compliance functions of the trust businesses and will implement and administer anti-money laundering and countering financing of terrorism (AML/CFT) policies and procedures.

You will provide compliance support and guidance to the business, including issues on PDPA, outsourcing arrangements and Business Contingency Plans. You will conduct client due diligence for onboarding of new clients, including screening clients through World Check and other online search facilities, and perform review and verification of client KYC documents. You will perform client risk profiling to assign risk ratings to structures/ clients and undertake periodic reviews of files based on the client’s risk rating.

You will manage and address compliance escalations from the business, engage with stakeholders regarding compliance matters, and participate in Board meetings and risk committee meetings. You will facilitate internal and external audits and assist with the compilation of data and the preparation of reports for submission to MAS and Group Compliance. You will assist with FATCA/ CRS compliance requirements and maintain risk registers (e.g., PEP, other High-Risk Clients, etc.), as well as participate in the review of transactions of such clients, prepare, file and monitor STRs.

Pre-requisites

1. Degree in a relevant discipline
2. At least 8 years of relevant work experience within the financial services industry
3. Well versed in AML/ CFT regulations and requirements
4. Experience in the trust industry will be an advantage
5. Proficiency in written and spoken Chinese