Senior Distribution Risk & Compliance | Insurance Industry

Senior Distribution Business Intelligence Officer Distribution Risk & Compliance

Mon-Fri: Office hrs

Job Purpose:
You will be part of the team to gather intelligence and perform fact-finding investigations to support early detection and intervention of potential misconduct or market abuse issues by distribution representatives. In the investigative role, the officer will review and investigate independently allegations of reported misconduct and through proactive monitoring.

Job Descriptions:

• Conduct assigned investigations and ensure that conclusions are based on a complete understanding of the issues, circumstances and risk.
• Prepare investigation reports.
• Prepare management reports related to investigation findings.
• Perform checks on adverse records and other related issues for business units.
• Analyze types and modes of agency unethical practices and market misconducts.
• Identify trend analysis on key risk indicators to identify emerging risk of misconduct or new initiatives.
• Leverage findings from various data sources to identify areas of concern requiring further investigation, and to identify clusters of issues or risks.
• Take accountability in considering business and regulatory compliance risks and take appropriate steps to mitigate the risks.
• Maintain awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
• Highlight any potential concerns/risks and proactively share best risk management practices.

Requirements:

• Degree holder in any discipline.
• 1-3 years of compliance/investigation/sales experience in Financial Services or Insurance Industry would be an added advantage.
• CMFAS qualification (M5, M9, M9A and HI) would be an added advantage.
• Proficient in MS Office (Word, Excel and PowerPoint).
• Meticulous, systematic, able to work well independently and as a team in a fast-paced environment.
• Strong analytical and problem-solving skills.
• Singaporeans only.