Senior Compliance Officer, Alternative Fund Management

Posted by Serene Tan, Associate Director, Head of Compliance and Governance APAC

Key Responsibilities:

• Ensure compliance with regulatory and corporate obligations across the APAC region, as well as applicable headquarters' regulations.
• Oversee the local Financial Crime program, ensuring alignment with the firm’s global policies.
• Provide regulatory and compliance advisory support to the business.
• Review and approve marketing materials related to the firm’s investment products.
• Act as the primary point of contact for all local compliance matters, liaising with regulators and internal stakeholders.
• Participate in regulatory and industry initiatives concerning new regulations and other relevant business matters.

Requirements:

• At least 10 years of relevant compliance experience within the fund management industry.
• Strong expertise in compliance, with a focus on alternative investment products.
• Excellent interpersonal and communication skills; proficiency in an additional Asian language (such as Mandarin or Cantonese) is preferred.
• Proactive, solutions-oriented mindset with a “can-do” attitude.
• Ability to thrive in a fast-paced environment and manage tight deadlines effectively.

About the Company: Danos Group, London, United Kingdom. The Danos Group provides permanent and interim Compliance, Financial Crime, Risk, and Legal recruitment solutions to the world’s leading organisations.