Risk Services - Risk & Regulatory Consulting - Senior Manager

Business Function

A career within Regulatory Risk and Compliance services will provide you with the opportunity to help companies rethink their approach to compliance and risk and create a sustainable risk advantage. We’re a part of a unique client proposition, assisting our clients in developing proper internal controls by leveraging technical know-how and analytics to underpin efficient execution of governance, optimize their risk and compliance policies and processes, and improve business performance.

How will you value add?

You will be a part of Regulatory Risk and Compliance in Risk Services, experiencing a dynamic and fast-paced working environment. Clients, from potential start-ups to renowned local and global financial institutions, look to you for audit, regulatory, listing, private placement, corporate change, and other business-related risk and compliance advice. Together we can build trust in the financial services space and solve important problems.

You’ll work as part of a team of subject matter experts with extensive industry experience, helping our clients solve their complex business issues from strategy to execution. Specific responsibilities include but are not limited to:

• Providing regulatory advice to financial services clients such as banks, payments, and Fintech companies on areas relating to risk, regulations, and compliance.
• Conducting compliance reviews and internal audits, and formulating recommendations for processes and controls to better comply with regulatory requirements and industry practices.
• Providing regulatory advice on areas such as licensing, regulatory reporting, compliance framework development, and operationalizing regulatory change.
• Providing support to financial services audit engagements on regulatory and compliance reporting.
• Helping to build our Compliance Outsourcing Services.
• Working with our strategic alliance partner to formulate new services/products for the market (e.g., regulatory technology/platform).
• Working on business developments or new market opportunities (e.g., new clients, services, proposal formulation).
• Managing key stakeholder relationships, including communication of the scope of work, findings, observations, and industry updates.

About You

• At least 7 years of banking regulatory or external audit experience in a big 4 audit firm, regulator, or financial institution. Previous employment with regulators will be highly preferred.
• Good understanding of the banks, payments, and Fintech companies landscape.
• Experience in local MAS regulatory requirements preferred, including Banking Act, Payments Act, Individual Accountability and Conduct, Securities and Futures Act, Financial Advisers Act, among others.
• Experienced in performing internal audits or internal control reviews.
• Meticulous and detail-oriented, possessing an analytical and enquiring mindset.
• Good verbal and written communication skills in English; additional proficiency in Mandarin will be an advantage.
• Professional, confident, and highly motivated self-starter, with an ability to handle multiple engagements/projects in a fast-paced environment with tight deadlines. Positive attitude to learn and strong team player.
• Possess strong values, personal integrity, and emotional intelligence.