Compliance Specialist

Overview:
Our client, a fund management company, is looking for a Compliance Specialist with a minimum of three years of experience in Anti-Money Laundering (AML), Know Your Customer (KYC), and compliance policies/procedures. The role will be split 50/50 between handling AML/KYC responsibilities and ensuring adherence to compliance policies and procedures.

This position offers an exciting opportunity for professionals with expertise in either area, as candidates with experience in either AML/KYC or compliance policy will be considered.

Key Responsibilities:

AML/KYC:

• Conducting due diligence on new and existing clients, ensuring compliance with regulatory requirements.
• Reviewing and analyzing customer transactions to identify suspicious activity.
• Assisting in the development and implementation of AML/KYC policies and procedures.
• Preparing and submitting Suspicious Activity Reports (SARs) when necessary.
• Coordinating with internal teams to ensure AML/KYC compliance across the organization.
• Monitoring regulatory changes and ensuring the company's practices align with new laws and guidelines.

Compliance Policy and Procedures:

• Assisting in the creation, review, and maintenance of compliance policies and procedures to ensure they meet industry standards.
• Providing support for internal and external audits related to compliance procedures.
• Conducting training sessions for employees on compliance-related policies.
• Reviewing and updating policies to reflect changes in laws, regulations, or business activities.
• Supporting the compliance team in the development of controls and risk management frameworks.

Qualifications and Skills:

• Minimum of 3 years of experience in AML/KYC or compliance policy and procedures.
• Strong knowledge of regulatory requirements and industry best practices.
• Familiarity with AML/KYC frameworks, tools, and technology.
• Excellent attention to detail and ability to analyze complex regulatory information.
• Strong communication and interpersonal skills.
• Ability to work independently and as part of a team.
• Relevant certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent are a plus.