AVP, Global Markets Compliance – Investment Bank

Ashford Benjamin is partnering with a global investment bank that is hiring within their South East Asia Markets Compliance function. The AVP incumbent will cover all asset classes and be responsible for working closely with the business on managing compliance and regulatory matters, including coordinating questionnaires, rolling out new initiatives, and ensuring the business complies with relevant rules and regulations.

This is a wonderful opportunity for someone looking to gain broad exposure while working in a small and highly performing team.

Qualifications:

1. Strong knowledge of global markets products, which can be obtained in any front/middle/back office role.
2. Some compliance exposure.

For more information on this opportunity or for a general discussion on the compliance market, please reach out to dthurmott@ashford-benjamin.com.