Corporate Onboarding, Checker

RESPONSIBILITIES:

• Liaise with Front Office on client account opening;
• Review new account opening applications for completeness, accuracy and sufficiency;
• Follow-up with Business Units on document deficiency (on-boarding and periodic KYC);
• Ensure evidence of each customer’s identity and other relevant documents received are in order before on boarding of account.
• Perform name screening via AML System, Dow Jones and Factiva;
• Evaluate screening results, client profile and sustainability assessment results to identify adverse new hits and increased risk factors (i.e. update AML System).
• Ensure that CDD activities comply with the AML/CFT regulations/policy.
• Seek relevant RMs' inputs and provide clear elaboration and justification on the support of the file's submission (New and Review cases) by Front Office.
• Prepare periodic reports for Management review (account documentation irregularities, monthly statistics).
• Perform customer static data maintenance and updates to signatures / account operating mandate.
• Assist in managing adhoc projects, audit inspections and remediation exercise.

REQUIREMENTS:

• Diploma/Degree holder with 3 years of work experience in areas of account opening, account review and on-boarding compliance
• Possess good understanding of business operations, control and risk management in areas related to account opening
• Well versed in the AML/CFT, OFAC and MAS regulation

EA License Number: 23C1935 | EA Personnel Number: R155129