Charterhouse is currently partnering with a global Hedge Fund to source for a Compliance VP/SVP. Reporting to the Regional Head of Compliance, the incumbent will provide compliance advice to the front office on research and trading matters, ensuring adherence to regulations and providing compliance oversight to the regional office.
Responsibilities:
Develop and implement compliance policies and procedures.
Serve as the subject matter expert on regulatory matters, supporting business units on group policies and compliance monitoring activities and initiatives.
Conduct a risk-based compliance monitoring program and track regulatory developments to ensure timely implementation of changes in regulations and compliance policies.
Take ownership of developing and providing compliance training to employees, aiming to raise awareness and ensure they stay updated with industry trends and regulatory changes.
Requirements:
Possess a Bachelor's degree with a minimum of 10 years of regulatory compliance experience in fund management.
Ability to interpret and communicate laws, rules, and regulations effectively to ensure operational compliance within the business lines.
Excellent written and verbal communication skills in English.
Proactive and highly motivated, with the ability to handle challenging situations with maturity.
For more information on the above position, or to discuss the compliance market in general, please send your CV to Xuan Kwok at XuanK@charterhouse.com.sg or call 6950 0354 for a confidential discussion.
EA License no: 16S8066 | Reg no.: R1433611
Only successful candidates will be notified.
*Singaporeans only*