Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You’ll also have the chance to give back and make a positive impact where we live and work through volunteerism.
Shape your Career with Citi
Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ultimately promote behavior that is consistent with Citi’s mission and culture.
We’re currently looking for a high caliber professional to join our team as Vice President, Compliance Surveillance Officer - Hybrid (Internal Job Title: Compl Surveillance Officer - C13) based in Singapore. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decisions and manage your financial well-being to help plan for your future.
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance Regulatory Inquiries team responsible for timely and accurately responding to markets/trading-based regulatory inquiries issued by regulators across the Asia North and South clusters that may be indicative of violations of regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team will also be responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter, which may include employee discipline. This position will also assume an active leadership role in the build-out of the team’s workflow process, including a metrics-producing platform for those regulatory inquiries that fall under the team’s remit.
In this role, you’re expected to:
Gather, review, investigate, and analyze trade data in furtherance of responding to regulatory inquiries issued by regulators across the Asia North and South clusters. The response process includes compiling all requested documentation, analyzing the results to identify potential issues, escalating potential risk issues to the appropriate coverage areas and providing input on potential corrective action plans designed to address issues that are identified.
As a successful candidate, you’d ideally have the following skills and exposure:
Working at Citi is far more than just a job. A career with us means joining a family of more than 230,000 dedicated people from around the globe. At Citi, you’ll have the opportunity to grow your career, give back to your community and make a real impact.
Take the next step in your career, apply for this role at Citi today
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Job Family Group:
Compliance and Control
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Job Family:
Surveillance
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Time Type:
Full time
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