AVP Compliance, Global Markets

Charterhouse is supporting an International Bank to source for Compliance AVP for their Global Markets Team. Reporting to the Head of Compliance (Global Market), the incumbent will handle regulatory initiatives/projects and advise the business on relevant rules and regulations.

RESPONSIBILITIES:

1. Assist in advising the business on compliance and regulatory issues, working closely with business functions on new and upcoming regulatory changes and interpretation of regulations.
2. Perform risk assessments and coordinate resources to perform the 2LOD role for the perimeter and handle local compliance issues, incidents, and breaches in conjunction with various internal parties.
3. Take ownership in updating Singapore compliance policies and procedures and provide interpretation and directions.

REQUIREMENTS:

To qualify for the role, you should have:

• Mins. 5 years of compliance experience with experience in dealing with Global Markets related Compliance issues.
• Good knowledge of Singapore laws and regulations (e.g. SFA, FAA, MAS notices, etc).
• Possess good communication and social skills to be a team player and work with all levels.

Only successful candidates will be notified.