Assistant Vice President, Global Markets Auditor

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Assistant Vice President, Global Markets Auditor

MUFG Bank, Ltd. - Singapore Branch

The candidate will be part of the Internal Audit of Asia - Global Markets Audit (AIAO-GMA), which is a dedicated regional audit team that covers global markets audit activities in the Asia-Pacific region. The candidate will report to the Regional Director of Global Markets Audit, AIAO-GMA.

Job Responsibilities:

• Support Auditor Audit Manager in the Global Markets audit activities in the region (including audits, ongoing monitoring, issues validation and risk assessment).
• Undertake the role of Auditor-In-Charge with respect to the execution of the annual audit plan and the annual risk assessment process.
• Execute and complete internal audit assignments with respect to all stages of the Audit Cycle (planning, testing and reporting). Complete work on a timely basis and with high quality.
• If not assuming AIC role, lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client's business.
• Assist in developing audit scope and audit programs through identification of risks and controls.
• Evaluate internal controls design and operating effectiveness.
• Complete workpapers on a timely basis and with high quality.
• Identify control weaknesses and suggest appropriate remediation. Report and draft audit issues in an effective and timely manner.
• Review the work of junior audit team members for assigned engagements in coordination with Auditor-In-Charge or Audit Manager.
• Compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
• Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships as part of continuous business monitoring.
• Participate in data analytics audit work to identify patterns and derive insights on the underlying risk of the auditable entities to drive audit plans and facilitate audit testing.
• Assist on ad-hoc activities and reporting within the GMA team when required.

Job Requirements:

• Minimum Bachelor Degree (or above).
• Minimum 5 years of Internal Audit experience gained as In-House Internal Auditor with Investment Banks / Securities Firms / Financial Services Industry.
• Preferably with professional Qualification (eg, CPA / CA / CIA / CISA / CFA).
• Candidates from Big 4 Accounting Firms with relevant experience will be considered.
• Experience in conducting internal audits assignments on Global Markets (Equity, Fixed Income and Structured Products) is preferred.
• Good understanding of 'Risk-Based' internal audit methodology (audit execution and risk assessment) and industry practices.
• Good analytical and problem-solving skills.
• Good verbal and written communication skills.
• Pro-active, confident, and strong sense of accountability.
• Compliant with MUFG Code of Conduct, exhibits strong ethical behavior, and adheres to relevant professional requirements.
• Excellent Microsoft Office skills.
• Regional travel may be required.

We regret to inform that only shortlisted applicants will be notified.

MUFG Bank Ltd & MUFG Securities Asia Limited (collectively referred to as 'MUFG') is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organizational fit, regardless of race, religion or gender.