Head of Compliance (m/f/x)

Scalable Capital is a leading digital investment platform in Europe. The company empowers everyone to shape their financial future. Scalable Broker makes it easy and affordable for clients to invest professionally in stocks, ETFs and other exchange-traded products and set up savings plans. Scalable Wealth, the digital wealth management service, offers clients professional investment in ETF portfolios and is also adopted as a white-label solution by renowned B2B partners. With the European Investor Exchange (EIX) Scalable Capital offers a stock exchange for retail investors in Europe. Over 27 billion euro is held on the platform by more than one million clients. Scalable Capital was founded in 2014 and employs more than 500 people at its offices in Munich, Berlin, Vienna, and London. Together with the founding and management team around Erik Podzuweit and Florian Prucker, they are working on a new generation of financial services.

Our Company Values guide us every day in how we work and collaborate. To learn more about them, you can find our values here (English).

Job Description

• Act as BaFin-appointed Compliance officer for MaComp- and MaRisk-Compliance and Single Safeguarding Officer
• Develop, implement, and maintain robust compliance policies, procedures, controls, and frameworks. Regularly review and update these to align with regulatory changes and industry best practices.
• Engage cross-functionally as well as with internal and external auditors to implement a best-in-class compliance management program, in line with regulatory standards and industry best practices
• Coordinate compliance-related projects with internal teams and external partners. Lead the development and enhancement of compliance processes to ensure efficiency and effectiveness.
• Act as advisor and strategic partner to senior management, providing expert compliance insights and guidance to support decision-making and drive the organization's strategic initiatives.
• Provide strategic leadership, management, and guidance to the Compliance team. Foster a culture of operational excellence, continuous improvement, and collaboration. Mentor and develop team members to achieve their professional goals.

Qualifications

• University degree in law, business administration or any related field
• Several years of professional experience in a comparable role in the financial services industry
• In-depth knowledge of applicable laws and regulations, such as MiFID 2, WpHG, KWG, MaComp and MaRisk etc
• Adequate leadership experience
• Excellent stakeholder management, leadership and communication skills with the ability to influence and collaborate effectively
• Ability to navigate in a fast-paced environment and to apply a pragmatic, risk-based approach
• Business fluency in German and English

Additional Information

• Be part of one of the fastest-growing and most visible Fintech startups in Europe, creating innovative services that have a substantial impact on the lives of our customers
• Work with an international, diverse, inclusive, and ever-growing team that loves creating the best products for our clients
• Enjoy an office in a great location in the middle of Munich or Prenzlauer Berg, a vibrant district surrounded by an exciting array of restaurants, cafés and convenient amenities
• Be productive with the latest hardware and tools
• Learn and grow by joining our in-house knowledge sharing sessions and spending your individual Education Budget
• Learn and experience German culture first hand by joining our free German language classes
• (International) relocation support
• Flexible vacation policy and the opportunity to work from abroad
• Benefit from an attractive compensation package and from the company pension scheme
• Monthly contribution of 25% for the ‘Deutschland Jobticket’
• Say goodbye to order commissions and say hello to your complimentary subscription of Scalable Capital's PRIME+ Broker