VP, AML Investigation

The incumbent in this Operational Excellence team provides process & quality assurance support to the Transaction Surveillance Team, which carries out the investigation on Transaction Monitoring system alerts & unusual alerts & activity to identify potential financial crime risks to the Bank.

Client Details

A leading Global Bank.

Description

You will lead and manage a team undertaking the following key responsibilities:

Quality Review:

Conduct regular sampling reviews of transaction monitoring (TM) alerts to ensure adherence to investigation procedures and documentation standards. Track key risk metrics, ensuring timely closure of alerts/UARs and, where necessary, preparing Suspicious Transaction Reports (STRs). Identify process gaps and support the COE AML Investigation Tower Lead in refining and improving procedures.

Management Reporting:

Generate daily, weekly, and monthly reports on key transaction surveillance indicators for management oversight. Provide ad-hoc data analysis to identify trends, risks, and areas requiring attention.

Governance & Operational Support:

Continuously update and refine operating procedures to maintain relevance and compliance. Develop and update training materials with the latest AML trends, observations, and procedural updates. Organize and conduct AML training sessions to enhance analysts' knowledge and awareness of emerging risks. Monitor daily exception reports (including RPA-generated reports) to ensure prompt resolution of flagged issues. Oversee manual alert allocation for cases not covered by automated processes. Address queries from regulators, internal, and external auditors, ensuring full compliance with regulatory requirements. Identify and implement process automation and transformation initiatives to enhance efficiency within COE TST. Escalate critical concerns or procedural non-compliance in a timely manner during governance forums. This role ensures operational effectiveness, compliance, and continuous improvement in AML investigations and transaction monitoring.

Profile

• 8-12 years' experience in AML investigations, transaction monitoring, or audit/assurance.
• Strong analytical and problem-solving skills to handle complex financial crime risks.
• Solid knowledge of banking regulations, compliance, and financial products.
• Leadership & communication skills to engage with stakeholders at all levels.

Job Offer

• A comprehensive Total Rewards Program including performance-based bonuses, flexible benefits, and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• A world-class training program in financial services.
• A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Laxmin Ganapathy on +603 2302 4122.
Agensi Pekerjaan Michael Page International (Malaysia) Sdn Bhd | Registration No.914741-W.