Regulatory Compliance Senior Analyst (Mandarin Speaker)

Roles & Responsibilities

• Review and evaluate the training programs for the team to ensure 100% procedure and standard understanding for all team members.
• Have calibration calls with the client POC's to align on the standard knowledge and risk appetite and escalation standard.
• Create training material and impart process-related training.
• Maintain and upgrade the product quality standards.
• Conduct audits, identify, and analyze errors.
• Perform root cause analysis and work out and implement corrective actions for the non-conformance product and provide coaching to the relevant analysts.
• Work out a quality control plan and report to the Operation Management team for implementation.
• Monitor the effectiveness of the actions implemented and suggest adjustments. Identify and suggest process improvements for products as an SME (subject matter expert).
• Identify and drive continuous improvement and drive execution by closely working with relevant stakeholders (Client, Operation, Business Transformation).

Job Qualifications

• Bachelor’s degree/University degree/equivalent degree
• Fluency in both Mandarin and English language is essential for this role.
• Minimum 3-4 years experience in AML or compliance or quality control or audit or fraud risk management within a financial institution.
• Fundamental knowledge about AML and Sanctions regulations, risks, and typologies.
• Strong analytical and communication skills.
• Consistently demonstrates clear and concise written and verbal communication; attention to detail; and intermediate problem-solving skills.
• CAMS certification is a plus.