Finance Cum Compliance Manager

• Review, monitor, and advise Management on the company’s compliance with applicable laws and regulations, including identifying potential weaknesses or risks in company procedures, practices, and document trails.
• Escalate high-risk compliance issues to Management as necessary.
• Develop and implement an effective Compliance Risk Assessment Program by identifying regulatory risks associated with the company’s products and services.
• Review intercompany fund structures and transactions to ensure compliance with relevant regulations.
• Liaise with regulatory authorities, corporate secretary and relevant parties regarding contracts and risk management.
• Handle short-term capital management and financial planning.
• Handle KYC procedures and financial due diligence.
• Prepare and analyze financial reports, including budgets and management reports for executives.
• Act as consultant to internal accounting team on tax, audit, and banking matters.
• Work closely with internal investment team on fund operations.
• Handle any ad hoc tasks as required.

Job Requirement

• Bachelor’s degree in Law, Finance, Business management, or related field
• Minimum 2 years of fund house experience
• Strong knowledge of legal and regulatory requirements, including but not limited to the Anti-Money Laundering Act, Capital Markets and Services Act 2007.
• Familiar with Labuan regulatory framework is highly preferred.
• Fluent in both written and spoken English and Mandarin as need to work together with China counterparts.