Review, monitor, and advise Management on the company’s compliance with applicable laws and regulations, including identifying potential weaknesses or risks in company procedures, practices, and document trails.
Escalate high-risk compliance issues to Management as necessary.
Develop and implement an effective Compliance Risk Assessment Program by identifying regulatory risks associated with the company’s products and services.
Review intercompany fund structures and transactions to ensure compliance with relevant regulations.
Liaise with regulatory authorities, corporate secretary and relevant parties regarding contracts and risk management.
Handle short-term capital management and financial planning.
Handle KYC procedures and financial due diligence.
Prepare and analyze financial reports, including budgets and management reports for executives.
Act as consultant to internal accounting team on tax, audit, and banking matters.
Work closely with internal investment team on fund operations.
Handle any ad hoc tasks as required.
Job Requirement
Bachelor’s degree in Law, Finance, Business management, or related field
Minimum 2 years of fund house experience
Strong knowledge of legal and regulatory requirements, including but not limited to the Anti-Money Laundering Act, Capital Markets and Services Act 2007.
Familiar with Labuan regulatory framework is highly preferred.
Fluent in both written and spoken English and Mandarin as need to work together with China counterparts.