Executive, Global Legal, Risk and Compliance Services (HK Services)

Executive, Global Legal, Risk and Compliance Services (HK Services)

Responsibilities:

• Assist in investigating and following up complaints and enquiries relating to online pension platform;
• Assist in routine liaison with local regulators/ SROs, including but not limited to MPFA, SFC, IA and HKEx.
• Assist in routine management/control report preparation.
• Assist in monitoring pension administration processes and controls to ensure compliance with regulatory requirements and service delivery standards.
• Develop and maintain a comprehensive compliance program for the company, including policies, procedures, and training materials.
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and implement corrective actions.
• Monitor regulatory developments and changes in laws and regulations related to financial services, data protection, and anti-money laundering and ensure that the company is compliant with all requirements.
• Conduct KYC reviews, corporate accounts on-boarding, name screening, and other AML procedures in compliance with regulatory requirements.
• Provide guidance and support to management and staff on compliance-related matters, including training programs and awareness campaigns.
• Investigate and respond to compliance-related issues, including complaints, incidents, and breaches.
• Prepare and submit reports to regulatory authorities as required.
• Handle other compliance duties and ad-hoc projects as assigned.

Requirements:

• Bachelor Degree in any discipline with 2nd Upper Class Honours and above.
• Up to 2 years of working experience in Risk and Compliance.
• Fresh graduates are encouraged to apply.
• Able to perform well in a high-pressure environment against tight timelines.
• Proficient in English and Mandarin (spoken & written); Cantonese is a plus.
• Independent, analytical, meticulous and self-motivated.
• Willing to work on Malaysia Public Holiday when necessary.
• Open to travel overseas.

Experience Level: Entry level (i.e. Exec, Snr. Exec)

Language: Proficient in English and Mandarin; Cantonese is a plus.

Skillset: Independent, analytical, meticulous and self-motivated.

Company Overview:

iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and the UK.