Executive, AML Compliance

Conduct transaction monitoring and relevant AML reviews on stockbroking division in accordance with the compliance program and stipulated timelines.

Conduct AML and compliance reviews to ensure business units adhere to regulatory requirements and internal policies/procedures.

Prepare compliance reports for both internal and external reporting purposes.

Escalate issues of non-compliance to the Head and/or line management in a timely manner.

Assist to establish and implement effective and up-to-date compliance program.

Provide advisory to business units on AML and compliance related matters.

Assist to develop and review AML and compliance related policies and procedures.

Develop close relationships with business units to engender a culture of compliance within the organization.

Assist to attend to regulators' requests.

Job Requirements

Possess Bachelor Degree in Finance/Banking/Business Studies or any equivalent.

Minimum 1 year of working experience in compliance, risk management or audit related fields.

Knowledge in regulations especially those applicable to the capital markets industry.

Good communication and interpersonal skills.

Good analytical and report writing skills.

Fresh graduates with relevant internship experience and keen interest are welcomed to apply.