Associate Analyst/ Analyst, Treasury Compliance

Associate Analyst/ Analyst, Treasury Compliance

ROLE PURPOSE

• Monitor, assess and report on investment and regulatory compliance within treasury operations.
• Review of Know Your Counterparty (KYC) request from counterparties.
• Review existing policies and introduce new policies to ensure adequate policies and practices are observed.

PRINCIPAL ACCOUNTABILITIES

• Monitor investment activities conducted internally and by external fund managers.
• Report breaches and propose remedial measures to strengthen controls.
• Implement policies and procedures catering to JOPPK’s business needs while echoing the broader policies observed by the Bank.
• Assist front office in opening accounts for trading and onboarding of external fund managers.
• Complete KYC requests from counterparties to establish and maintain trading accounts in addition to complying with external regulations.
• Conduct onboarding briefing for new joiners and serve as the contact point for matters related to compliance and investment policies.

QUALIFICATIONS

• Academic Qualifications: Degree or professional qualifications in economics, mathematics, statistics, actuarial science, information technology, banking, or finance.
• Experience: Knowledge and working experience in treasury, finance, supervisory, audit, regulations, back office, and other related operations.

TECHNICAL SKILLS/ KNOWLEDGE

• Financial and economic analysis
• Strong communication and interpersonal skills
• Analytical and critical thinking

CRITICAL SUCCESS FACTORS:

• Well-versed with the internal controls, investment guidelines, Bank’s policies and procedures, external regulations and risk management matters.
• Able to conduct compliance assessments on Bank’s treasury activities and possess critical thinking and root cause analysis skills.
• In-depth knowledge of treasury products, operations, regulations, and latest developments in the international financial markets.