Risk and Compliance Analyst

Risk & Compliance Analyst | Lloyd's Broker | London/WFH | £50 - 60,000 (doe)

Finitas are delighted to be partnering with a growing Lloyd's broker in their search for a Risk & Compliance Analyst to join their team. You will be working across both the risk & compliance functions and reporting into the Compliance Manager.

Responsibilities include:

• Reviewing and investigating Sanctions, KYC/Due Diligence and Data Protection related enquiries and referrals.
• Managing the Compliance and Sanctions mailboxes.
• Completing monitoring and operational tasks as set out in the Compliance Monitoring Plan.
• Supporting the Internal Reporting and Risk Assessments areas.
• Supporting with Compliance projects and Legal reviews.
• Horizon scanning.
• Focusing on Conduct Risk, Treating Customers Fairly, Consumer Duty and Risk Management, and suggesting improvements when needed.

Experience required:

• Minimum 3 years' experience in Risk, Compliance and/or Legal.
• Must have experience of working in the insurance industry.
• Proven experience in Data Privacy, Anti-Money Laundering and Sanctions.
• Experience in developing and implementing policies and frameworks.
• Experience in Risk and Compliance reporting.
• Strong regulatory knowledge of the FCA.
• Legal qualifications and experience.

Please note that you will be required to work in their London office twice a week.

This is an all-encompassing role which will allow you to utilise your legal background in a growing Lloyd's broker. You will have a varied workload across compliance policies, risk management, and regulatory frameworks allowing you to become a trusted advisor to the business. They operate in a collaborative environment, are solution-driven, and possess a proactive attitude towards improving business practices.

So, if you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on 02038079714 / r.basra @ finitas.co.uk