Global Financing and Credit Trading Compliance Officer

Job Title: Global Financing and Credit Trading Compliance Officer

Location: London

Corporate Title: VP

You will be a member of the Compliance team covering the Bank's Global Financing and Credit Trading (GFCT) platform. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance.

The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connection with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.

What we'll offer you:

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre.

You can expect:

1. Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them.
2. Competitive salary and non-contributory pension.
3. 30 days' holiday plus bank holidays, with the option to purchase additional days.
4. Life Assurance and Private Healthcare for you and your family.
5. A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits.
6. The opportunity to support a wide-ranging CSR programme + 2 days' volunteering leave per year.

Your key responsibilities:

1. Advising, supporting, and maintaining relationships with GFCT businesses on applicable laws, regulations, including the development of responses to, and implementation of new regulations.
2. Providing advice on the application of rules and policies to specific transactions and general business activities based on an understanding of business strategies and product portfolios.
3. Managing or assisting in the timely resolution and escalation of exchange, regulatory or internal investigations and enquiries.
4. Participating in regular assessments of the business, products and transactions in relation to the Compliance controlled risks.
5. Assessing the adequacy of the policy and procedures framework governing the relevant London-based businesses.
6. Delivering face-to-face Compliance training as required in line with regulatory requirements and annual training objectives.

Your skills and experience:

1. The ability to interpret, understand and advise all levels of seniority in the business of an appropriate course of action on a broad range of legal and regulatory provisions.
2. Excellent communication skills, both written and verbal with the ability to communicate with team members, other infrastructure functions and the front-office.
3. Self-starter with an ability to work independently with minimum direction and ability to show and demonstrate initiative.
4. An understanding and up-to-date working knowledge of key UK, European and US financial services regulation, including MAR, MiFID II, Swap-Dealer rules and the FCA Handbook.
5. Experience advising on the application of rules and policies to specific transactions/deals and general business activities based on an understanding of business strategies and product portfolios.

How we'll support you:

1. Training and development to help you excel in your career.
2. Flexible working to assist you balance your personal priorities.
3. Coaching and support from experts in your team.
4. A culture of continuous learning to aid progression.
5. A range of flexible benefits that you can tailor to suit your needs.
6. We value diversity and as an equal opportunities employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards).

About us:

Deutsche Bank is the leading German bank with strong European roots and a global network. Deutsche Bank in the UK is proud to have been named a The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.