Senior Regulatory Compliance Executive | London, UK

Deriv; London; Hybrid; GBP 60,000 - 100,000; Full time

Job description

Job Description
As a Senior Regulatory Compliance Executive at Deriv, you will be based at our vibrant office in Shoreditch, London. Our London office is the central hub for our Compliance operations, offering a dynamic and stimulating environment for your professional growth.

Imagine yourself at the core of Deriv's global operations, you will transform challenges into triumphs, ensuring Deriv's regulatory framework not only meets but exceeds industry standards. You'll join our regulatory team within the compliance department, directly influencing our approach to investment services regulation. Your mission is to detect and interpret regulatory changes before they arise, taking decisive action to ensure our operations remain flawless and compliant.

Join us in London and be at the forefront of shaping Deriv's future in a city that never stops evolving.

Your challenges and mission

1. Stay ahead of regulatory changes at the international, EU, and national levels where Deriv Group operates or plans to expand. Deep dive into new regulatory requirements, with a focus on investment services regulation. Your insights will guide our compliance framework, ensuring it remains robust and adaptive.
2. Develop, update, and enforce compliance-related policies. Conduct thorough internal compliance reviews and legislative gap analyses to keep Deriv ahead of the curve.
3. Execute comprehensive compliance monitoring programs with precision ensuring every aspect of our operations aligns with regulatory standards.
4. Support the implementation and monitoring of internal controls, ensuring seamless compliance with regulatory requirements. Facilitate internal and external audits, providing assurance and transparency.
5. Craft detailed management presentations and communications on regulatory developments and potential challenges. Keep our management and business areas informed and prepared for any regulatory shifts.
6. Prepare and submit essential regulatory reports, focusing on CRS, FATCA, MiFIR, and EMIR. Your diligence ensures our reporting is always accurate and timely.
7. Collaborate on reviewing and assessing compliance business risk assessments. Your expertise will identify and mitigate risks, safeguarding Deriv's operations.
8. Handle general administrative duties and any additional responsibilities related to the role. Your flexibility and thoroughness ensure no detail is overlooked.

Requirements

1. 10+ years of experience in regulatory compliance, audit, or risk function
2. Undergraduate degree in legal, compliance, or related fields
3. Knowledge of investment services regulations
4. Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity
5. Ability to manage multiple projects with tight deadlines
6. Excellent spoken and written English communication skills

What's good to have

1. Work experience in a global fintech organisation
2. Experience in European and global regulatory compliance projects

Benefits

1. Competitive salary
2. Annual performance bonus
3. Health benefits include private medical insurance, death service benefits, health screening, dental, and vision allowance
4. Training and educational resources
5. Quarterly appraisal and well-defined career/learning paths
6. A chance to work with top talent from across the globe (70+ nationalities)
7. A Great Place to Work (GPTW) and IIP Platinum-certified workplace
8. Hybrid working environment
9. Team-building and bonding activities
10. Competitive annual leave
11. Maternity & Paternity leave