Compliance Officer - Hedge Fund (FTC)

Investigo; Greater London; On-site; GBP 80,000 - 100,000

Job description

Compliance Consultant at Investigo

Summary: My client is looking for a Compliance Associate for a 3-month contract. The ideal candidate will be responsible for compliance monitoring, market abuse, compliance control and testing, and market surveillance. This role involves submitting reports to senior management and ensuring best execution practices are followed.

Responsibilities:

• Conduct compliance monitoring and control testing to ensure adherence to regulatory requirements.
• Implement and oversee market abuse compliance programs to detect and prevent fraudulent activities.
• Perform trade surveillance to ensure best execution and identify any irregularities.
• Prepare and submit detailed compliance reports to senior management, highlighting key findings and recommendations.

Requirements:

• Around 5-7 years of experience in compliance within private banking or hedge funds.
• Strong understanding of regulatory requirements and market abuse compliance.
• Proficiency in Bloomberg and data analysis.
• Excellent analytical skills and attention to detail, with the ability to identify and address compliance issues.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Project Management

Industries: Funds and Trusts, Financial Services, and Capital Markets