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Risk Oversight Manager

Mason Blake

London

On-site

GBP 50,000 - 90,000

30+ days ago

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Job summary

An established industry player is seeking a Risk Oversight Manager to lead Risk Events within their Platform Oversight team. This role is pivotal in ensuring the effectiveness of controls and managing breaches. Ideal candidates will have a strong background in investment management and breach administration, along with experience in platform technologies. Join a dynamic team that offers clear career progression and excellent benefits, making this an exciting opportunity for professionals looking to advance in the investment management sector.

Benefits

Career Progression

Dynamic Team Environment

Excellent Benefits

Qualifications

  • Experience in Transfer Agency or Investment Management is essential.
  • Strong knowledge of breach administration and regulatory breaches.

Responsibilities

  • Identify and remediate control gaps proactively.
  • Oversee Risk Event and breach functions effectively.

Skills

Risk Event Analysis

Breach Administration

Control Gap Remediation

Investment Management Knowledge

Platform Technologies Experience

Job description

Our client is a global investment management house. As a result of continued company growth and success, they are now recruiting for a Risk Oversight Manager to lead on Risk Events within their Platform Oversight team.

The Risk Oversight Manager will take responsibility for the following duties:

  • Pro-actively identify and remediating control gaps
  • Ensuring that controls are designed and operating effectively
  • Owning and overseeing the team’s Risk Event and breach function
  • Recording and investigating Risk Events and breaches
  • Analysing Risk Event reports received from outsourced service providers
  • Conducting reviews of the Risk Event log to ensure that there is no missing information
  • Representing the Oversight team at internal and external meetings

The Risk Oversight Manager will have the following skill set:

  • Experience within a Transfer Agency or Investment Management house
  • Knowledge of the investment management sector or of working with investment management clients
  • A background within breach administration, Risk Events or regulatory breaches
  • Experience of working with platform technologies or custodian systems

This is an exciting opportunity for Transfer Agency candidates with backgrounds in breach administration or regulatory breaches to join a high-performing team at a world-class investment management house.

The company offers clear career progression, the opportunity to work as part of a lively and dynamic team, and excellent benefits.

If you believe your background meets the criteria, please apply with a copy of your CV.

Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age

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