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Compliance Officer - Hedge Fund | London, UK
One Ten Associates
London
On-site
GBP 100,000 - 140,000
Full time
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Job summary
An established industry player is seeking a skilled Compliance Officer to join their dynamic team in London. This role is crucial for ensuring adherence to regulatory standards across multiple asset classes, including Equities and Derivatives. The ideal candidate will bring 5-8+ years of experience from a hedge fund or investment banking environment, with a strong background in providing regulatory advice and compliance monitoring. Join a reputable hedge fund where your expertise will contribute to maintaining the highest standards of compliance and regulatory integrity in a fast-paced financial landscape.
Qualifications
- 5-8+ years of experience in hedge funds or investment banks.
- Strong knowledge of FCA, SEC, NFA, and CFTC regulations.
Responsibilities
- Provide regulatory advice to trading teams across asset classes.
- Conduct compliance monitoring and regulatory reporting.
Skills
Job description
We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.
This role will be generalised, duties include:
- Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives)
- Provide advice on regulatory rules (FCA, SEC, NFA and CFTC)
- Compliance monitoring and surveillance (market abuse, best execution)
- Regulatory reporting/filings (UK and US)
The ideal candidate will have:
- Circa 5-8+ years experience within a hedge fund, prop trader or investment bank
- Experience of providing regulatory advice to trading/investment teams
- If from an Investment Bank, ideally from a trading floor compliance advisory role
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