Compliance Associate - Bristol Compliance · Bristol ·

Career
You are towards the start of your career, have at least 1-2 years of experience in a professional financial services environment and want to work for a growing firm with big ambitions. You have excellent analytical skills, love problem solving and are excited about bringing your skills to a collaborative workplace where you can learn from your peers.

About the role
You will be working on a variety of compliance tasks with a range of stakeholders supporting the Head of Compliance and the Assurance Director. Based in either our London or Bristol offices, you will benefit from the unique blend of an office where everyone knows your name, but you will also have direct exposure to our senior stakeholders. You don’t need compliance knowledge, but you will need to be able to learn fast. As a medium-sized company you will receive informal coaching and be expected to self-learn (we can direct you where to look).

Your tasks will range from administrative and organisational tasks, to analysing data, setting up processes, policy writing, and getting involved in ad-hoc projects. In this role, you’ll learn by doing. At this level all roles have a large administrative component, but the good news is you will get involved and support knowledgeable experts across our Compliance team.

Accountabilities

• Collection of Management Information to support the preparation of Management and Board Reports.
• Support Financial Crime Manager in the Atomos ‘Know Your Client’ new business onboarding, enhanced due diligence, aid with Anti Money Laundering investigations and transaction monitoring/screening when required.
• Performing and supplying compliance due diligence in respect of third parties.
• Ad-hoc administrative duties e.g. supporting the business with system and database inquiries and management.
• Carry out ad-hoc project work supporting the embedding and understanding of Consumer Duty.

Skills and Experience

• At least 1-2 years professional experience working within Financial Services or a similar industry.
• Excellent attention to detail and critical thinking.
• Highly organised, able to proactively work on a range of tasks.
• Tech-savvy, strong Excel skills – e.g. pivot tables, V:Lookups.
• Ability to work independently to manage own tasks and deadlines as well as collaborate with wider team members.

Benefits

• Competitive Pension Scheme - we contribute 6%, you 3%
• 26 days holiday plus bank holidays
• Private Medical Insurance
• Life Assurance (4x)
• Group Income Protection
• Work From Anywhere policy

Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and you get to develop and grow.