Enable job alerts via email!
Compliance Manager - Hedge Fund | London, UK
One Ten Associates
London
On-site
GBP 100,000 - 125,000
Boost your interview chances
Create a job specific, tailored resume for higher success rate.
Job summary
An established industry player in the hedge fund sector is seeking a Compliance Manager to join their dynamic team in London. This role is pivotal in ensuring adherence to compliance standards and involves a variety of responsibilities, including surveillance monitoring, regulatory advice, and the development of compliance policies. The ideal candidate will bring substantial experience in compliance, particularly within hedge funds, and a strong understanding of surveillance practices. This is an exciting opportunity to contribute to a firm that is expanding and performing well in the market.
Qualifications
- 5-7+ years of compliance experience, ideally within a hedge fund or investment manager.
- Strong understanding of surveillance, ideally within equities.
Responsibilities
- Conduct surveillance monitoring for best execution and market abuse.
- Develop and maintain the compliance monitoring programme.
- Provide regulatory advice to senior stakeholders.
Skills
Compliance Management
Surveillance Monitoring
Regulatory Advice
Thematic Reviews
Job description
Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London.
Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks.
Duties will include:
- Surveillance monitoring for best execution, market abuse and market manipulation
- Monitoring the firm's shareholder disclosures responsibilities
- Develop and maintain the compliance monitoring programme
- Provide regulatory advice to senior stakeholders
- Conduct thematic reviews
- Maintain, update and implement compliance policies and procedures
The ideal candidate will have:
- 5-7+ years compliance experience, ideally within a hedge fund or investment manager
- Strong understanding of surveillance, ideally within equities
'/%3e%3cpath%20d='M101.744%2012.4726L102.894%2016.1947L99.0021%2013.2201L101.744%2012.4726ZM105.3%208.40937H100.488L99.0026%203.59473L97.5116%208.41047L92.7%208.40385L96.5965%2011.3834L95.1055%2016.1942L99.0021%2013.2196L101.408%2011.3834L105.3%208.40992V8.40937Z'%20fill='white'/%3e%3cdefs%3e%3clinearGradient%20id='paint0_linear_5593_1381'%20x1='90'%20y1='9.44471'%20x2='99'%20y2='9.44471'%20gradientUnits='userSpaceOnUse'%3e%3cstop%20stop-color='%2300AD70'/%3e%3cstop%20offset='0.998594'%20stop-color='%2300B67A'/%3e%3cstop%20offset='1'%20stop-color='%23DCDCE6'/%3e%3c/linearGradient%3e%3c/defs%3e%3c/svg%3e){kind=small}
job faster
