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Senior Compliance Officer - Regulatory Projects - Leading Hedge Fund
Simmons & Hanbury
Greater London
On-site
GBP 60,000 - 80,000
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Job summary
An established industry player is seeking a Senior Compliance Officer to lead regulatory projects within a dynamic hedge fund environment. This role involves overseeing compliance processes, managing regulatory matters, and providing bespoke advice to ensure the organization meets its obligations. You will work closely with senior leadership, including the Chief Compliance Officer, to navigate the complex regulatory landscape. If you are a strategic thinker with a strong background in compliance and project management, this opportunity offers a chance to make a significant impact in a fast-paced financial services setting.
Qualifications
- Extensive experience in compliance and regulatory processes.
- Proven track record in managing regulatory projects.
Responsibilities
- Lead regulatory processes and ensure project completion by the team.
- Manage the regulatory horizon and assist with implementation.
Skills
Regulatory Compliance
Project Management
Analytical Skills
Communication Skills
Education
Degree in Finance or Law
Professional Compliance Certification
Job description
Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function.
You will have broad exposure across the Compliance, Regulatory and Operational processes, working closely with the CCO.
Key Responsibilities:
- Lead on all regulatory processes, ensuring day-to-day completion of all regulatory related projects are successfully completed by the team.
- Manage the regulatory horizon for matters that will impact the business, including conducting analysis and assisting with the implementation of such matters.
- Taking on responsibility as the SMCR programme lead.
- Acting as a point of contact and lead for the business on matters relating to all non-trading advisory Compliance.
- Taking on ad hoc regulatory project work as required whilst also providing bespoke regulatory advice for the business, where necessary.
Seniority level: Director
Employment type: Full-time
Job function: Finance and Legal
Industries: Investment Management, Staffing and Recruiting, and Financial Services
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