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Core Compliance Analyst

Compliance Professionals

London

On-site

GBP 100,000 - 125,000

Full time

24 days ago

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An established industry player is seeking a Core Compliance Analyst to join their UK Compliance Monitoring Team. In this pivotal role, you will conduct compliance monitoring tasks, oversee training, and ensure adherence to FCA and PRA regulations. Your expertise in compliance and regulatory requirements will be crucial in delivering effective business solutions. This is a fantastic opportunity to contribute to a dynamic team within a leading international bank, where your skills will help shape the compliance landscape and ensure the integrity of operations. If you are passionate about compliance and eager to make a difference, this role is for you.

Relevant compliance monitoring experience in banking with a focus on Global Markets.
Strong understanding of FCA and PRA regulations.

Conduct compliance monitoring tasks and prepare monthly MI reports.
Oversee compliance training and ensure regulatory requirements are met.
Complete various compliance monitoring engagements as per the plan.

Compliance Monitoring

Regulatory Knowledge

Communication Skills

Organizational Skills

THE COMPANY: Our client is an international bank, with offices based in the City. They are looking to hire a Core Compliance Analyst to work within the UK Compliance Monitoring Team.

THE RESPONSIBILITIES:

Conduct regular Compliance monitoring tasks including but not limited to:
Update and sign off of staff US travel requests
Monthly MI preparation
Research Communication escalation monitoring
New Joiner Compliance oversight
Declaration of Interest and PA Dealing Reporting
Compliance Training Reporting
US Trade reconciliation
Horizon Scanning oversight and reporting
Trade reporting monitoring
Address ad hoc compliance requirements / undertake related project work.
Completion of various Compliance Monitoring engagements on London branch and US business activities in accordance with the Compliance Monitoring Plan.

EXPERIENCE REQUIRED:

Relevant compliance monitoring/core compliance experience and/or banking experience with Global Markets focus.
Understanding of FCA / PRA regulations.
Ability to communicate clearly and concisely both verbally and in writing.
Ability to organise, operate and deliver regulatory business solutions that meet regulatory requirements.
A good understanding of Compliance monitoring, training requirements and advisory knowledge.

For further information please contact Hannah Tabatabai.

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