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Compliance Manager Legal Sector

TSR Legal

Birmingham

On-site

GBP 40,000 - 70,000

Full time

28 days ago

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An established industry player is on the lookout for a Compliance Manager to lead their regulatory framework within the legal sector. This role involves developing compliance procedures, ensuring adherence to Anti-Money Laundering regulations, and conducting audits to maintain high standards. You will be the key liaison during regulatory inspections and provide essential training on compliance topics. If you have a passion for compliance and a strong background in the legal field, this is a fantastic opportunity to make a significant impact in a supportive environment that values professional growth and workplace wellbeing.

Christmas shutdown

Employee referral bonus

Pension scheme

Health cash plan

2+ years in compliance management, with 1 year in a law firm.
Strong understanding of SRA, ICO, and NCA regulations.

Develop and implement compliance procedures across all offices.
Conduct internal audits and ensure adherence to regulations.

Compliance Management

Regulatory Requirements Understanding

Communication Skills

Interpersonal Skills

Detail-oriented Mindset

Compliance Manager - Legal Sector
Are you an experienced compliance professional looking for your next challenge within the legal sector? Our client, a well-established law firm, is seeking a Compliance Manager to oversee and enhance their regulatory framework across multiple offices.

Key Responsibilities:

Develop and implement standardized compliance procedures to ensure regulatory adherence across all offices.
Ensure full compliance with Anti-Money Laundering (AML) regulations and other legal obligations.
Conduct and oversee regular file reviews, ensuring quality, accuracy, and compliance of client matters.
Provide comprehensive compliance reports and updates to senior management, highlighting any areas of concern.
Manage escalated complaints with the Solicitors Regulation Authority (SRA) and Legal Ombudsman, acting as the firm's Liaison Officer during SRA inspections.
Advise fee earners on professional conduct matters, including conflicts of interest and ethical considerations.
Deliver training sessions on risk and compliance topics while staying up to date with evolving regulations.
Conduct internal compliance audits and contribute to the development of risk management strategies.
Ensure client communications, including website content and correspondence, align with Law Society and SRA requirements.
Monitor adherence to the Solicitors Code of Conduct and support due diligence in mergers and acquisitions.

About You:
To be successful in this role, you will have:

At least 2+ years of experience in a compliance management role, with a minimum of 1 year within a law firm.
Strong understanding of regulatory requirements, including those set by the SRA, Information Commissioner's Office (ICO), and National Crime Agency (NCA).
Excellent communication and interpersonal skills, with the ability to provide clear guidance on compliance matters.
A detail-oriented mindset with experience in working to tight deadlines and ensuring high levels of accuracy.
A confident telephone manner and the ability to build strong professional relationships.

Rewards & Benefits: