Client File Reviewer

A leading Wealth Management firm are hiring for a Client File Reviewer to join their busy team.
This is a 12 months FTC with the successful applicant needing to be available to start work in May.

Key responsibilities include:

• To focus on the review of client files
• To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company
• To collect missing information and chase any requested information by communicating with clients and Executives
• To undertake a review of the activity on the account, ensuring it is in keeping with expectations
• To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening
• Undertake technical or any other relevant training as and when required
• Undertake and record relevant Continuous Professional Development (CPD) to develop knowledge and skills

The successful applicant will require recent and relevant experience within a file reviewer/compliance based role in a financial services environment.