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Client Compliance Administrator at Apex Group
jobs.jerseyeveningpost.com-job boards
United Kingdom
On-site
GBP 60,000 - 80,000
Full time
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Job summary
An established industry player is seeking a dedicated compliance professional to ensure adherence to internal policies and support compliance monitoring initiatives. In this role, you will assist in drafting compliance reports, manage data reconciliation, and contribute to various compliance projects. This position offers an opportunity to engage with senior stakeholders and be part of a dynamic team focused on regulatory excellence. If you are detail-oriented and passionate about compliance, this role could be the perfect fit for you.
Responsibilities
- Comply with internal policies and ensure timely completion of training.
- Assist in compliance monitoring and data reconciliation.
- Support Senior Members of the Compliance Function with reporting.
Job description
Responsibilities
Comply with all internal policies and procedures applicable to this role and the wider business.
Ensure that all prescribed training is carried out and completed in a timely manner.
Assist in the completion of Compliance Monitoring programmes in relation to testing and reporting.
Assist in the completion of compliance data reconciliation and reporting.
Assist in the drafting of Client Board Compliance reports and packs.
Carry out duties in support of the Senior Members of the Apex Client Compliance Function.
Ensure Business as usual requirements and timed reporting requirements are met.
Undertake or assist in any planned or ad hoc project work that is identified and become involved with Apex Group initiatives in relation to regulatory, Team or Business issues, liaising with Senior Members of the team and other stakeholders as and when required.
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