Creating functional requirements for the development of new regulatory requirements e.g. onto the strategic reporting and surveillance platforms
Creating functional requirements for enhancements and fixes to the strategic reporting and surveillance platforms
Creating functional requirements for migration of the reporting logic currently accommodated by other legacy applications onto the strategic reporting platform
Engaging upstream system owners where changes are required for regulatory reporting purposes
Performing some BAU support tasks related to surveillance/regulatory reporting:
Defining the current state, data flows, what rules are in place and how we meet the existing regulations across each asset class
Understanding the future state model which will involve a migration onto our strategic platforms
Interpreting the changes to regulation and detailing the impact on our data flow/tech stack
Documenting the requirements and working with upstream source system providers to ensure they meet their obligations
Work closely with Business Analysts, Operations and Business Change teams in articulating and defining requirements
Working with development teams to ensure requirements are understood
Defining scope of testing, working with testers, validating test results
Support the existing applications, assist in diagnosis and resolutions of issues
Skills Required:
5 years minimum experience of being a business analyst, ideally in the tech space
Ability to write complex functional requirements in both agile and waterfall methodologies
Experience with JSON and XML schemas
Experience of regulatory reporting regimes e.g. CFTC, NFA, SEF and awareness of upcoming changes
Experience or knowledge of any surveillance platforms
Strong attention to detail
Experience with SQL and the ability to query databases
Experience of data analysis/data mapping and familiarity with data schemas
Knowledge of transaction lifecycle
Nice to Have:
Experience of EMEA regulatory reporting regimes e.g. MiFID, EMIR and awareness of upcoming changes
Experience of working with reference data related to transaction reporting
High level understanding of the IDB market and capital markets in general
Experience with the architecture of third-party reporting services e.g. DTCC