Alternation - 1 year - Compliance Supervisor / Internal F/H

Alternation - 1 year - Compliance Supervisor / Internal F/H

• 16389
• Paris

Company Description

Specializing in financial savings, VEGA Investment Solutions prioritizes wealth management based on strong convictions, which it expresses through its four core business areas: Discretionary Management / Collective Management / Fund Advisory and Selection / Premium Advisory Management.
Recognized for the quality of its 'growth' management in European equity markets, the company also stands out for its expertise in bond markets, diversified strategies, and private assets. Thanks to its dynamic allocator approach and over 20 years of experience in advisory and fund selection in an open architecture, VEGA Investment Solutions selects and assembles, based on its analysis, the best expertise from both listed and unlisted universes to build clear and efficient solutions that meet the expectations of all its clients.

Job Description

Your MISSION & much more…

You join our team in the Compliance, Internal Control Department of VEGA Investment Managers, which is looking for a Compliance / Internal Control Officer for an alternation of 1 or 2 years from August 2023.

The Internal Control department of VEGA Investment Managers is composed of 5 people. You will report to the Head of Compliance Controls and in relation to the following departments: Internal Control, Risk, Management, Development, Middle Office, Corporate Secretariat, General Management.

In collaboration with your tutor, your main tasks will be:

• Participate in the implementation and improvement of the management company’s control system. The missions will be rich and varied and will include compliance controls such as the monitoring of market abuse signals, the fight against money laundering and terrorist financing or the compliance of management mandates signed by clients, but also on control missions on order processing, securities transactions (OSTs), the turnover rate of portfolios. The scope covers all of VEGA IM’s management expertise across all asset classes (equities, fixed-income products, multi-management).
• Take over permanent control assignments on:
  • Monitoring of new relationships between management under mandate and partners, including controls related to anti-money laundering,
  • Monitoring of threshold crossings
  • Monitoring compliance with SFDR regulatory obligations, Taxonomy
  • Monitoring of the investment securities / short listed
  • Follow-up of recommendations and steering of its ad hoc committee
  • Follow-up of the procedure update with the relevant operational divisions

This list is not exhaustive and may change depending on the profile.

#FinanceTransformative

This position is based in Paris with the possibility of teleworking.

As a Top Employer, we place our employees at the center of our attentions. Internal mobility, career development and training devices allow you to grow and develop throughout your career.

You work in an inclusive and collaborative environment that will give you every opportunity to succeed in this new mission.

You also have the opportunity to commit yourself to the company and to causes that are important to you through our corporate foundation.

In addition to an attractive salary calculated on the basis of your training and your level of education, you receive a 60% refund of your transport ticket, paid holidays, access to the company’s restaurant as well as health and pension coverage.

You will also benefit from profit-sharing and/or participation in proportion to your time of presence.

You can also have access to the works council according to your time of presence.

Required Skills/Qualifications/Experience

Master’s student, you are preparing a university degree, with a specialization in Audit / Compliance / Finance. You have a good knowledge of office tools such as Access and Excel (VBA preferred). You are equipped with good financial and mathematical sensitivity. You are very rigorous, dynamic, with a good mind of analysis and synthesis. You have good editorial skills. For a better treatment of your application, please indicate on your resume the type of contract (apprenticeship or professionalization) that your school offers as well as the rhythm of alternance. You will be contacted by one of our recruiters before meeting our business experts. An ideal time of exchange to highlight your personality and your project.