Vp, business supervision and governance, business management, corporate & investment banking

Lieu de travail :

Toronto, Ontario, Canada

Horaire :

37.5

Secteur d’activité :

Valeurs Mobilières TD

Détails de la rémunération :

$125,000 - $175,000 CAD. Ce poste est admissible à une prime de rémunération variable discrétionnaire qui tient compte du rendement de l’entreprise et du rendement individuel. La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD.

Description du poste :

TD Securities Corporate and Investment Banking provides a full range of financial advisory and capital-raising services to corporate and institutional clients globally. Our Relationship Managers work closely with our clients to understand their needs and bring them unique solutions to complex issues.

Position Overview:

The Investment Banking group is a demanding environment and requires a self-starting, efficient person who works extremely well in a team, can manage multiple priorities at the same time, and thrives in a fast-paced, intense and exciting environment.

In this first line of defense (1A) role, the VP will work as a key member of the broader Business Management Team to establish a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business.

Key Accountabilities:

• Work in conjunction with Corporate and Investment Banking front-line professionals to ensure the business has adequately considered, managed, and mitigated risks.
• Develop effective partnerships with the groups that support Corporate and Investment Banking.
• As part of the Center of Excellence, perform delegated business supervision and risk management activities.
• Think strategically by expanding the implementation of preventive controls.
• Participate in the design and implementation of control testing.
• Provide support with audit and testing engagements.
• Identify and recommend opportunities to enhance productivity.
• Demonstrate confidence while presenting and delivering training.
• Prepare dashboard reporting and business analysis.
• Be a leader and role model for junior supervision resources on the team.
• Promote a culture of compliance and respect for the bank’s risk appetite.

Specific Accreditations and Experience:

• FINRA Series 24 and 79 Registered, or commitment to obtain within 6 months.
• Experience in capital markets, compliance, audit, risk, control and governance.
• Familiarity with the Canadian and US capital markets regulatory landscape.
• Undergraduate Degree, CPA, MBA or other post-undergraduate education is preferred.

Other Qualifications/Skills:

• Understanding of financial markets and the business of Corporate and Investment banking.
• Demonstrated ability to take a risk-based approach to decision making.
• Strong analytical, problem-solving, and critical thinking skills.
• Strong interpersonal and written/verbal communication skills.
• Ability to balance multiple priorities in a fast-moving environment.