VP, Business Supervision and Governance, Business Management, Corporate & Investment Banking

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: TD Securities

Pay Details: $125,000 - $175,000 CAD. This role is eligible for a discretionary variable compensation award that considers business and individual performance.

Job Description:

TD Securities Corporate and Investment Banking provides a full range of financial advisory and capital-raising services to corporate and institutional clients globally. Our Relationship Managers work closely with our clients to understand their needs and bring them unique solutions to complex issues.

The Business Management Team within Corporate & Investment Banking is responsible for providing ongoing strategic and operational support, as well as supervisory oversight, to front-line Investment Bankers and Senior Executives within the department.

Position Overview:

The Investment Banking group is a demanding environment and requires a self-starting, efficient person who works extremely well in a team, can manage multiple priorities at the same time, and thrives in a fast-paced environment.

In this first line of defense (1A) role, the VP will work as a key member of the broader Business Management Team to establish a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business.

Key Accountabilities:

• Work in conjunction with Corporate and Investment Banking front-line professionals to ensure the business has adequately considered, managed, and mitigated risks in day-to-day activities.
• Develop effective partnerships with the groups that support Corporate and Investment Banking.
• Perform delegated business supervision and risk management activities.
• Think strategically by expanding the implementation of preventive controls.
• Participate in the design and implementation of control testing within key processes.
• Provide support with audit and testing engagements from regulators.
• Identify and recommend opportunities to enhance productivity and operational efficiency.
• Demonstrate confidence while presenting regular and ad-hoc presentations.
• Prepare dashboard reporting and business analysis.
• Be a leader and role model for junior supervision resources on the team.
• Promote a culture of compliance and good governance.

Specific Accreditations and Experience:

• FINRA Series 24 and 79 Registered, or commitment to obtain within 6 months.
• Experience in capital markets, compliance, audit, risk, control and governance or a related field.
• Familiarity with the Canadian and US capital markets regulatory landscape.
• Undergraduate Degree, CPA, MBA or other post-undergraduate education is preferred.

Other Qualifications/Skills:

• Understanding of financial markets and the business of Corporate and Investment banking.
• Demonstrated ability to take a risk-based approach to decision making.
• Strong analytical, problem-solving, and critical thinking skills.
• Strong interpersonal and written/verbal communication skills.
• Enjoys working in a collaborative team environment.
• Ability to balance multiple, simultaneous priorities in a fast moving environment.

Who We Are:

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. We help clients meet their needs today and prepare for tomorrow.

Our Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them achieve their financial, physical, and mental well-being goals.

Additional Information:
We’re delighted that you’re considering building a career with TD. We’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes.

Accommodation:
Your accessibility is important to us. Please let us know if you’d like accommodations to help us remove barriers throughout the interview process.

Language Requirement (Quebec only): Sans Objet