Senior Manager, Financial Crime Risk Management - Investigation Remediation (2240)

Senior Manager, Financial Crime Risk Management - Investigation Remediation (2240)

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Financial Crime Risk Management

Pay Details: $108,800 - $163,200 CAD

Job Description:

CUSTOMER

• Oversee a function of enterprise FCRM Program professionals providing oversight and control related advisory services to FCRM partners.
• Provide strategic direction on a broad and diverse range of complex global FCRM program activities.
• Develop FCRM enterprise-wide frameworks, policies, standards, procedures in coordination with management in line with TD's FCRM Program.
• Work with executive team, senior business management/ partners to develop proactive strategies, tactics, policies and programs to effectively manage regulatory/ compliance issues.
• Contribute to the development and implementation of enterprise FCRM programs related to all aspects of FCRM legislation.
• Meet with business (FCRM) partners and leaders to determine FCRM strategies and compliance culture.
• Take corrective action and recommend or implement changes to procedures, as required.
• Lead role in managing and in responding to periodic exams/ audits and various regulatory bodies related to accountabilities.
• Participate in / lead enterprise-wide or FCRM-focused special projects.
• Oversee research, development and implementation of new processes, technologies or operating models.
• Work autonomously as the leader of the team and assist with development of group policies and approval of procedures in coordination with leadership team and colleagues; and promote and monitor staff adherence to approved internal FCRM policies, procedures, standards and guidelines, in addition to those federally mandated.
• Provide guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved.

SHAREHOLDER

• Protect the interests of the organization – identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues.
• Work closely with executive management team to support the development of business plans, ensuring the optimal use of resources and leverage TD’s operating model to maximize efficiency, effectiveness and scale.
• Plan and execute on strategic activities, review and communicate results, and adjust tactics accordingly.
• May manage overall budget, revenue and expenditures, meet business objectives while increasing efficiency and effectiveness.
• Provide mentorship to direct reports; and assume responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct.
• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.
• Prepare detailed reports and presentations for senior management and regulatory authorities, covering the effectiveness of processes and controls, and recommendations for necessary enhancements.
• Contribute to the development of the business plan and operationalize the plan and deliver on assigned service or functionality.
• Proactively identify key business opportunities, research and recommend enhancements / modifications, develop strategies to achieve recommendations.
• Ensure employees are building and enhancing their FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct.
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
• Lead relationships with corporate and/or functions to ensure alignment with enterprise and/or regulatory requirements.
• Lead or contribute to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for complex situations.

EMPLOYEE / TEAM

• Responsible for management of the overall team providing both leadership and guidance.
• Contribute to the development of FCRM functional strategic priorities within their operational area or field of specialty.
• Develops annual and/or long-term plans for own area and influences plans well beyond area managed.
• Provide thought leadership and/ or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business unit.
• Grow team expertise to align with FCRM/enterprise demand and direction; assess team skills and capabilities and continually look for ways to provide and enhance the value delivered.
• Create and foster a cohesive team and promote a positive work environment. Lead and follow up on action plans to improve employee experience.
• Lead the process of setting performance objectives for the team; track, monitor and effectively address and/or reward performance in a timely manner.
• Share knowledge, information, skills, and subject matter expertise among the team and ensure the timely communication of issues and encourage good working relationships with other functions and teams.
• Support an environment where the team freely escalates business challenges; facilitate change through positive reinforcement of milestones and successes.
• Recruit for all hires to ensure a highly diverse, qualified workforce to achieve business objectives.
• Establish and foster a cohesive team; promote a fair and equitable environment that supports a diverse workforce and encourage the team to achieve common goals and objectives.
• Act as a brand ambassador for the function and the bank, both internally and/or externally.

BREADTH & DEPTH

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required.
• Oversee and lead a highly complex, and/or diverse function for an area of significant risk, or scope.
• Facilitate key strategic discussions and provide thought leadership to executive audience (output may include strategic roadmap and/or deliverables/ frameworks/ short to long term goals etc.).
• Set operational team direction and collaborate with others to execute on common goals.
• Focus on longer-range planning for functional area.
• Generally, reports to executive management.

EXPERIENCE & EDUCATION

• Undergraduate Degree
• Advanced degree, professional accreditation, and/or 10+ years relevant industry experience.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.

Additional Information:
We’re delighted that you’re considering building a career with TD.