QC Analyst - Capital Markets KYC Refresh

Job Summary

What is the opportunity?

To ensure that Know Your Client (KYC) due diligence information is refreshed and missing record keeping obtained through client outreach in accordance with global regulations and RBC policies including those that pertain to AML, and sanctions.

Job Description

What will you do?

1. Conduct quality control reviews (4 eye check) accurately and efficiently on KYC refresh cases on Capital Markets clients from jurisdictions around the world including Canada, US, UK, Germany, Spain, and APAC.
2. Be a subject matter expert on all things KYC refresh including KYC policy, due diligence searches, obtaining public documents and name screening.
3. Participate in intra-day and/or after hours testing in support of system and process improvements.
4. React flexibly to changing business needs and ensure that skill set can be transferred to other projects as and when required, this may include pivoting between refresh, outreach, QC and onboarding as required.

What you need to succeed?

1. Minimum 2-4 years of recent or relevant KYC/AML experience with a financial institution, preferably in Capital Markets.
2. BA / BS or equivalent.
3. In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements (IIROC, OFSI, IRS, etc.).
4. In-depth knowledge of Capital Markets products, trade systems and business lines.
5. Knowledge of KYC/AML industry tools, portals, information sources, and vendor products.
6. Ability to manipulate data (extract, analyze) and understand output.
7. Excellent verbal and written communication skills.

Nice-to-haves

1. Excellent computer skills, e.g. Excel, Word, etc. and knowledge of KYC system like GoldTier or Fenergo.
2. Knowledge of any of the following languages in addition to English: French, German, Spanish, Italian, Mandarin, or Cantonese are an asset.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

1. A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
2. Leaders who support your development through coaching and managing opportunities.
3. Work in a dynamic, collaborative, progressive, and high-performing team.
4. Opportunities to do challenging work.
5. Flexible work/life balance options.

Job Skills

Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements.

Additional Job Details

Address: 90 WESTERN PKY:BEDFORD

City: BEDFORD

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: CAPITAL MARKETS

Job Type: Regular

Pay Type: Salaried

Posted Date: 2024-09-13

Application Deadline: 2024-10-04

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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