Senior analyst, fcrm testing quality assurance (qa) - 2674 & 2675

Lieu de travail :

Toronto, Ontario, Canada

Horaire :

37.5

Secteur d’activité :

Lutte blanchiment d’argent

Détails de la rémunération :

$76,800 - $115,200 CAD

La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD.

Description du poste :

Department Overview:

The TD Bank Group Financial Crimes Risk Management (FCRM) Department is responsible for Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) regulatory compliance and prudential risk management across the TD footprint.

The FCRM Enterprise Testing Team sits within the second line of defense and conducts design and operating effectiveness testing of AML/ATF, Sanctions, and ABAC controls (collectively referred to as "FCRM Controls") Enterprise-wide.

Job Description:

The FCRM Enterprise Testing Quality Assurance (QA) Team is a key activity for measuring quality in FCRM Enterprise Testing process execution in line with departmental procedures and established standards.

The Senior Analyst, FCRM Testing QA will be responsible for conducting Quality Assurance reviews to ensure the effectiveness and consistency of our AML, Sanctions, and ABAC testing program.

Responsibilities:

• Independently executes Quality Assurance reviews of FCRM Enterprise Testing engagements, in adherence to formalized QA procedures.
• Develops documentation and results reporting in-line with requirements.
• Understands the Banks financial crimes obligations and requirements and effectively applies that understanding in the execution of their work.
• Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement.
• Work independently as a subject matter expert of the functional area and/or business are supported and applicable regulatory requirements, and may coach and educate others.
• Execute on more complex and/or non-standard requests.
• Undertake and complete a variety of projects and initiatives as part of the testing function.
• Performs complex analysis and reporting.
• Generally, reports to a Manager role.

Education & Experience:

• University degree/college diploma or equivalent.
• Relevant professional designations and/or certifications preferred (ex. CAMS).
• 4+ years relevant experience within a challenge function (e.g., Internal Audit, QA/QC, ORM, Risk Oversight) within the financial services industry.
• In depth knowledge of AML/ATF regulations (PCMLTFA and associated Regulations), financial crime typologies, and control testing frameworks.
• Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels.