Audit Manager II, TD Securities Audit

Audit Manager II, TD Securities Audit

Work Location: Canada

Hours: 37.5

Line of Business: Audit

Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description: As an Audit Manager II, you will provide oversight and ensure completion of complex audits of TD Securities and other applicable Lines of Business. You will be managing working relationships with the businesses audited. You are well-seasoned for delivering audits, including planning, risk assessments, reporting, and providing operational support to the teams. You are coming to the table fully knowledgeable about the financial industry landscape, capital markets and investment banking trends, and, here at TD, you will be putting that insight into action.

• Plan and lead audits and audit activities that require alignment across multiple areas, as per established audit plans in compliance with applicable policies and regulatory guidelines in a timely fashion.
• Manage and/or execute follow-up of findings arising from internal audits and regulatory reviews as per applicable standards.
• Act as a specialized resource on complex audits to provide subject matter expertise for planning, risk assessment, execution of audits and reporting.
• Lead the ongoing audit communications and reporting process with the client, senior management and external auditors, as needed.
• Guide the audit team and participate in identification, design, testing and implementation of a wide range of audit initiatives.
• Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate shareholders where required.
• Keep current on emerging trends and evolving regulatory requirements and provide recommendations to address improvement opportunities identified.
• Play a key role in developing and implementing programs to contribute to the strategic direction of the audit division and provide recommendations to senior management to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results.

Job Requirements:

• Over 7 years of experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education. CPA, CFA or CRM designation is an asset.
• Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation.
• Experience in working in/ auditing Capital Markets and Investment Banking is an asset.
• Strong leadership skills with ability to negotiate and influence key stakeholders and capacity to work collaboratively and communicate effectively in both oral and written form.
• Ability to multi-task and lead projects that may require integration of cross functional processes and/or cross functional Teams.
• Aptitude in exercising sound judgment while making decisions and handling confidential information with discretion.
• Expertise in using software tools, windows applications, data analysis and reporting techniques.

Who We Are: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

Our Total Rewards Package: Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development: If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Training & Onboarding: We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process: We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation: Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

Language Requirement: N/A.