Senior Specialist

Responsibilities:

1. Supervise firms’ compliance with relevant rules and regulations and conduct periodic impact/risk assessments, with support from the Director/Senior Manager/Manager.
2. Conduct periodic risk assessments of firms, draft the supervisory work plan, and execute it, including planning and executing supervisory reviews and communicating recommendations, with support from the Director/Senior Manager/Manager.
3. Analyze the prudential condition of assigned institutions and their compliance with the Financial Crime Prevention framework, with support from the Director/Senior Manager/Manager.
4. Take prompt action against deficiencies and non-compliances identified, including periodic follow-ups to ensure timely resolution.
5. Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
6. Assist in implementing policies, rules, and processes, including appropriate documentation for all assigned institutions.
7. Deliver additional tasks that may be delegated from the Director/Senior Manager of Supervision.
8. Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
9. Participate in and deliver on projects that may be allocated.