Senior Manager Operations

Key Responsibilities

• Assist in the execution and implementation of Supervision’s strategic objectives and operational goals.
• Assist in developing, enhancing, and implementing the framework, policies, rules, and procedures for governing and supervising financial institutions.
• Assist and lead in the administration of rules, policies, and procedures governing the supervision of financial service providers.
• Proactively engage with ADGM, regional and international market participants, and other stakeholders to keep up to date with market and industry developments.

Operational Responsibilities

• Responsible for supervising financial institutions’ compliance with relevant rules and regulations and developing a risk-based supervisory plan, using all relevant information and the FSRA Risk/Impact Assessment methodology.
• Make appropriate use of supervisory tools such as reviews, third-party reviews, information requests, etc.
• Complete the periodic risk assessment of firms, the drafting and execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, in liaison with the Director.
• Conduct ongoing analysis of the prudential condition of financial institutions, their conduct of business, and financial crime prevention activities.
• Conduct periodic implementation controls/progress reports in areas where deficiencies have been identified.
• Build and manage relationships with senior stakeholders among market participants and other relevant ADGM staff.
• Responsible for taking prompt action against deficiencies and non-compliances identified.
• Deliver additional tasks that may be delegated from the Director (e.g., ad-hoc projects, spot reviews, investigations, etc.).
• Adhere to all internal policies, procedures, standards, and behaviors.
• Assist in implementing policies, rules, and processes, including appropriate documentation for all assigned institutions.
• Deliver additional tasks that may be delegated from the SED / Executive Director / Director - Supervision.
• Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.