Senior Compliance Officer – Quality Assurance Compliance

Join Our Team as a Senior Compliance Officer Quality Assurance Compliance!

Are you passionate about ensuring compliance and enhancing quality assurance within the financial sector? We are looking for a dedicated and detail-oriented professional to join our team and make a significant impact.

What You'll Do

1. Implement the AML/CFT framework to identify potential weaknesses and deficiencies in existing AML policies, processes, data, and controls.
2. Conduct Quality Assurance testing on the bank's day-to-day Compliance activities.
3. Share updates with management on identified issues and provide timely feedback on the quality of business processes and controls.
4. Assist in identifying and escalating problem areas and risks associated with processes, making recommendations to improve the quality of work.
5. Provide support in coordinating a holistic approach to the AML/CTF/Sanctions second line of defense.
6. Support the preparation of structured management information for reporting purposes.
7. Track ineffective controls and related risk assessments of conformance testing results to ensure controls are operating effectively.
8. Perform Quality Assurance on Compliance Activities within Compliance and the 1st Line of Defense (e.g., Assurance on Low/Medium Risk clients).
9. Publish reports on a periodic basis.
10. Ensure lessons learnt feedback into the process, trainings, policies, and procedures.
11. Track, follow up, and support the first line for closure of identified control gaps.
12. Maintain the Risk-register.

What We're Looking For

1. Works cooperatively and productively with others, openly exchanging information and supporting colleagues to achieve business goals.
2. Ensures information is correctly processed and work complies with relevant internal/external rules, procedures, and regulatory requirements.
3. Makes sense of complex, high quantity, and sometimes contradictory information to effectively solve problems.
4. Plans and prioritizes work to meet commitments aligned with organizational goals.
5. Minimum Qualification: Bachelor's degree or related field.
6. Minimum Experience: Minimum of 2 years experience in banking or financial services, with a focus on compliance.
7. Preferred to have experience in AML & KYC in previous roles.
8. Preferred to have English & Computer literacy related Certificates.

What You'll Gain

1. Competitive salary and benefits package.
2. Opportunities for professional development and career advancement.
3. A supportive and collaborative work culture.
4. Access to cutting-edge tools and technologies.