Senior Compliance Officer

Bachelor of Business Administration (Management)

Nationality: Any Nationality

Vacancy: 1 Vacancy

Job Description

The Senior Compliance and Money Laundering Reporting Officer will be responsible for managing and continually developing and enhancing the company's compliance and AML/CTF framework, ensuring it meets regulatory expectations. CCMLRO reports to the Senior Executive Officer and the Board of Directors.

1. Oversee the operational execution of the overall compliance and AML/CTF function of the company;
2. Establish and maintain anti-money laundering policies, procedures, systems, and controls for compliance with the anti-money laundering legislation applicable in the ADGM;
3. Manage compliance infrastructure and reporting; identify and assess compliance risks; maintain compliance manuals and related documentation; carry out compliance monitoring and surveillance; report to the Board of Directors and senior management on the effectiveness of the compliance systems and controls;
4. Identify and monitor regulatory requirements and market trends that may impact the business activities of the company;
5. Support and drive the process of business transformation and digitisation;
6. Engage in business development projects from a compliance perspective, such as bringing new products to market;
7. Ensure that the compliance program is adequately designed and appropriate for the scale and complexity of the business;
8. Monitor the effectiveness of the compliance testing plan and follow up on the resolution of identified issues;
9. Lead anti-money laundering and market abuse efforts; promote an effective compliance culture;
10. Manage relationships with regulatory and enforcement authorities in ADGM;
11. Perform other duties as required.

What you'll need to succeed

1. 10+ years of experience as a Compliance and AML/CTF professional in the financial services industry;
2. Excellent knowledge of the UAE regulatory framework, particularly in AML/KYC.

Company Industry

• Recruitment
• Placement Firm
• Executive Search

Department / Functional Area

• Finance
• Treasury

Keywords

• Senior Compliance Officer