Head of Compliance

Responsibilities:

• Reporting to the CEO and Board, the successful candidate will be representing the Compliance function at Committee meetings.
• Regulatory Compliance Management: Ensure the company's compliance with relevant laws, regulations, and guidelines, particularly those established by ADGM and other relevant international regulatory bodies.
• Policy Development: Develop and maintain comprehensive compliance policies, procedures, and processes that align with the company's risk appetite and business strategies.
• Risk Assessment: Conduct regular compliance risk assessments to identify potential areas of concern and ensure appropriate mitigation measures are in place.
• Training and Education: Develop and deliver compliance training programs to employees, ensuring they are aware of their responsibilities in maintaining a compliant environment.

Role Requirements:

• 15+ years experience in financial services, asset management, private equity and investment banking/management.
• Preference for ACAMS/CRCM qualification.
• Strong understanding of regulatory laws in the GCC.